UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07. | Submission of Matters to a Vote of Security Holders. |
The Company virtually held its 2022 Annual and Special Meeting of Shareholders (the “Annual Meeting”) on July 5, 2022. At the Annual Meeting, the Company’s shareholders voted on three proposals, each of which is described in more detail in the Company’s definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on May 2, 2022. The following is a brief description of each matter voted upon at the Annual Meeting, as well as the final tally of the number of votes cast for, withheld or against each matter, and, if applicable, the number of abstentions and broker non-votes with respect to each matter.
Proposal 1. Election of Directors
The Company’s shareholders elected the nominees below to the Company’s Board of Directors, each to hold office until the 2023 Annual Meeting of Shareholders or until their successors are duly elected or appointed, or until such directors' earlier resignation or removal. The votes regarding the election of directors were as follows:
Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||
Joseph Oliveto | 19,105,725 | 8,513 | 5,912,446 | |||
Lisa M. Giles | 19,110,012 | 4,226 | 5,912,446 | |||
Richard Pasternak | 19,107,807 | 6,431 | 5,912,446 | |||
Debra K. Liebert | 19,109,967 | 4,271 | 5,912,446 | |||
Michael Tomsicek | 19,106,447 | 7,791 | 5,912,446 | |||
Robert J. Wills | 19,105,743 | 8,495 | 5,912,446 |
All nominees were elected.
Proposal 2. Appointment of the Company’s Auditor
Proposal 2 was a proposal to approve the appointment of PricewaterhouseCoopers LLP as the auditor for the Company to hold office until the close of the 2023 Annual Meeting of Shareholders and the authorization of the Board to fix the auditor's remuneration. The votes regarding the appointment of the Company’s auditor were as follows:
Votes For | Votes Against | Votes Withheld | ||
24,809,612 | 0 | 217,072 |
Broker Non-Votes: 0.
Proposal 3. Approval of Amendment to 2019 Equity Incentive Plan
Proposal 3 was a proposal to approve the amendment to the Company’s 2019 Equity Incentive Plan (the “2019 Plan”), to among other things, increase the number of common shares authorized for issuance under the 2019 Plan by 1,000,000 shares. The votes regarding the amendment to the 2019 Plan were as follows:
Votes For | Votes Against | Votes Withheld | ||
15,462,071 | 3,652,167 | 0 |
Broker Non-Votes: 5,912,446.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MILESTONE PHARMACEUTICALS INC. | ||
By: | /s/ Amit Hasija | |
Amit Hasija | ||
Chief Financial Officer |
Dated: July 8, 2022